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TRADING AND SURVEILLANCE SPECIALIST – Botswana Stock Exchange Limited 1699 views

Job Expired

The Botswana Stock Exchange (BSE) wishes to recruit a dynamic professional to join the Listings and Trading Department and help contribute to the development of Botswana’s capital market.

Reporting to the Head of Listings and Trading, the Trading and Surveillance Specialist will administer trading activities and oversee the detection, investigation, and prevention of abusive, manipulative, or illegal trading practices in the securities market, in accordance with applicable legislation, policies, and procedures. Ensure the maintenance of an orderly, transparent, and fair market environment, and verify that all transactions are executed with accuracy and integrity as follows:

Key Responsibilities

  • Assists in the drafting and review of trading rules and assists in changes or amendments
  • Maintains an effective trading compliance program through administering, monitoring and tracking daily trading activities as per the BSE Rules.
  • Ensures efficient and effective administration of daily trading activities under the supervision of the Manager.
  • Responds to, and resolves inquires, concerns and disputes of Broker dealers and customers relating to trading activities.
  • Monitoring trading activities to identify potential breaches of BSE Rules and instances of non-compliance.
  • Carries out detailed investigations into suspected malpractices by brokers, and/or investors and makes recommendations as to whether there have been breaches of rules or non-compliance.
  • Ensures the timely publication and dissemination of market information including the updating of BSE’s web site and resolves queries relating to information.
  • Assists in planning and supervising the regular and surprise Broker Inspections and reporting, including analysis of quarterly Broker compliance reports.
  • Perform any other duties as assigned by Head of Listings and Trading

Requirements

  • The successful candidate should have degree in Finance or Economics or related areas.
  • The candidate should have at least five (5) years of experience in the financial services sector in an Exchange, Stock Broking company or Investment Bank.
  • Attention to Detail
  • Analytical Skills
  • Self-Driven
  • Business and Results Focused
  • Compliance with procedures and instructions

How to Apply

If you meet the requirements of the above position, please email a complete application, inclusive of updated CV, Certificates and the names of two non-related referees to:
Head of Finance and Administration
Botswana Stock Exchange Limited
e-mail: recruitment@bse.co.bw
Deadline: Applications should reach the BSE on or before 11th February 2026.
Note: The BSE shall enter into correspondence with shortlisted candidates only.
  • This job has expired!
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